Hosted by Scott P. Gill · 🇺🇸 US · EN · 17 episodes
Established thought leaders with verified media credentials.
Whether you're a solo advisor, part of a growing firm, or managing compliance at scale, The Synergy Compliance Podcast breaks down the latest regulatory updates, compliance best practices, and real-world challenges—without the legalese.
Scott P. Gill hosts The Synergy Compliance Podcast, a business show with 17 episodes published.
What does it really take to turn charitable giving into an effective, compliant strategy? In this episode, Scott P. Gill sits down with Theresa Curry , SVP of Charitable Gift Planning at Heifer International Foundation,
Your firm’s tech stack may be creating compliance and cybersecurity exposure, even if everything looks fine on the surface. In this episode of The Synergy Compliance Podcast, host Scott P. Gill is joined by David Gill an
On this episode of The Synergy Compliance Podcast, host Scott P. Gill is joined by the founder of reframeRIA, Ryan Dau. Their conversation touches on Ryan's own journey in finding his client niche and why it mattered to
In this episode of the Synergy Compliance Podcast, Scott P. Gill and guest Eric Moeller, explore how operational workflows and compliance requirements are deeply interconnected. They discuss real challenges firms face wh
In this episode, Scott P. Gill is joined by Synergy's Director of Strategic Management, David Gill, to discuss the Artificial Intelligence revolution. The one big takeaway from their conversation? AI is essential for bus
As we step into January 2026, many financial advisers face the annual hustle of tax season. In the latest episode of the Synergy Compliance Podcast, host Scott P. Gill emphasizes the critical compliance considerations th
In this conversation, Scott P. Gill and Eric Moeller discuss the complexities of managing tiered service offerings and the potential impact on client relationships. This episode highlights how the widening gap between se
In this episode, Scott P. Gill interviews Ben White, Senior Director of Public Policy at Pontera, about the role of third-party platforms in financial services, regulatory scrutiny, and the importance of data aggregati
In this episode, host Scott P. Gill is joined by special guest, Kent Keister of Reliant Compliance. As experienced compliance consultants, they share the opinion that a firm's Annual Compliance Review is one of the most
Our host, Scott P. Gill, was recently featured on The Advisors Edge Podcast with Rob Jacomen & Chad Ramburg. They talk about going from being a solopreneur to building and scaling a successful firm, and the difficulties
The use of sub-advisers and third-party managers can be a major value add for firms that offer portfolio management. However, if not implemented correctly, using an outside service could lead to regulatory examination de
In this episode, small business and IT expert, Marc Gibson, joins host, Scott P. Gill, to talk about the difference between risk and security. It's critical for business owners to understand their separate functions, and
Episode 5 of The Synergy Compliance Podcast is chock full of valuable insights from Synergy's Business Process and Systems Manager, Darian Powell. She recently sat down with host Scott P. Gill to talk about how to effect
Tune in to hear Scott P. Gill chat with his long time friend and fellow compliance industry expert, Kristen Guerrero, as they talk about everything from navigating the registration process, to creating tailored complianc
Host Scott P. Gill sits down with David Gill in this episode of The Synergy Compliance Podcast to learn what valuable lessons we can learn from non-financial industries. Tune in as they discuss lean operations and contin
In this episode of The Synergy Compliance Podcast, host Scott P. Gill sits down with Eric Moeller and Ashley Hunter to discuss the dos and don'ts of CRM management. Your CRM can either be an operational tool for complian
In this episode of the Synergy Compliance Podcast, host Scott P. Gill sits down with industry expert Eric Moeller to explore the ins and outs of RIA advisory fee schedules. They dive into the pros and cons of different p
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The Synergy Compliance Podcast is hosted by Scott P. Gill. The show is categorised under business and has published 17 episodes.
The Synergy Compliance Podcast has published 17 episodes.
The Synergy Compliance Podcast regularly covers business. It sits in the business category.
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Episodes of The Synergy Compliance Podcast average 28 minutes. a focused format where a clear narrative arc and tight preparation matter most.
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