Hosted by Lucy McNulty · 🇺🇸 US · EN · 100 episodes
Established thought leaders with verified media credentials.
An insider’s guide to the laws dictating life within UK and EU financial services, the people influencing their development and policing finance workers’ compliance
Lucy McNulty hosts Following the Rules, a business show with 100 episodes published.
Today’s episode is a little different to normal. It’s a recording of a panel discussion I was Invited to moderate a recent event convened by the Managed Funds Association or MFA, the global trade body for the alternative
Today’s guest argues that one of the biggest risks facing financial services isn’t market volatility or even regulatory complexity. It’s the growing politicisation of the rulebook around the world. As geopolitical tensio
Today’s episode is produced in association with Willis, one of the world’s leading risk advisory, broking and solutions businesses. It is also part of a Following the Rules series delivering practical guidance on navigat
Today’s episode is part of a Following the Rules series exploring how financial institutions can navigate legal, regulatory, technological and cultural change in practice. In this episode, we look at why traditional appr
Today’s episode is part of a Following the Rules series delivering practical guidance on navigating legal, regulatory, technological and cultural change. In this episode, we turn to a role that has quietly but fundamenta
Today’s guest argues that after decades of regulatory expansion, compliance is still failing at the basics. From incomplete client records to fragmented legacy systems, he warns that poor data remains one of the industry
Today’s episode is a special one, produced in association with Smarsh, an AI technology firm providing global financial institutions with tools to capture, store and monitor their communications across 100+ channels. Thi
Today’s guest is better known to the FBI as ‘Tipper X’, a former hedge fund analyst who became a key cooperating witness in the largest insider trading enforcement sweep in a generation, helping authorities bring cases a
Today’s guest sets out the Financial Conduct Authority’s to-do list for 2026 and beyond. She details the watchdog’s plans to future-proof UK financial regulation, and outlines what City firms should expect as landmark re
Today’s episode is part of a Following the Rules series delivering practical guidance on navigating legal, regulatory, technological and cultural change. In this episode, we turn to one of the most challenging and fast-e
Today’s episode is a special one produced in association with Symphony, a secure and compliant communications and markets technology provider, offering messaging, voice, directory and analytics for financial markets and
Today’s guest is leading the UK’s audit regulator through reform without the legislative powers originally promised. Two years into the job, he argues the Financial Reporting Council is acting anyway, using proportionate
Today’s episode is part of a special series of Following the Rules, produced in association with Simmons & Simmons, an international law firm supporting financial institutions across the global regulatory landscape. The
Today’s guest delivers a blunt warning to policymakers, arguing the UK has made “a massive mistake” by failing to stop trading venues from charging for market data - a failure she says has weakened the country’s competit
Today’s episode is part of a special series of Following the Rules produced in association with Simmons & Simmons, an international law firm supporting financial institutions across the global regulatory landscape. The s
Today’s guest outlines how the accelerating pace of regulatory change poses significant challenges for global financial institutions. He highlights that fragmentation can create a complex landscape for banks’ compliance
Today’s episode is part of a special series of Following the Rules produced in association with Simmons & Simmons, an international law firm supporting financial institutions across the global regulatory landscape. The s
Today’s episode is a special one produced in association with Smarsh, a technology firm providing global financial institutions with the tools to capture, store, and monitor their communications. It’s part of a new Follo
Today’s episode is a special one produced in association with Simmons & Simmons, an international law firm supporting financial institutions across the global regulatory landscape. It also forms part of a new Following t
Today’s guest discusses how some wholesale financial institutions may be unnecessarily “gold-plating” their efforts to comply with the Financial Conduct Authority’s Consumer Duty regime. She details how the regulator pla
Chris Barlow
business development associate · Remtek Workplace
1 appearance on this show
Dr. Andrew Hill
PhD in Cognitive Neuroscience · Currumbin Wildlife Hospital
1 appearance on this show
Jennifer Geary
C-Suite expert and author
1 appearance on this show
Mark Taylor
Senior Advisor of Corporate Services · Primary Engineering and Construction
1 appearance on this show
Tom Hardin
former Wall Street analyst, convicted insider trader, author · Tipper X
1 appearance on this show
Emily Wright
expert in compliance and risk management · Standard Chartered
3 appearances on this show
Sarah James
Early Childhood Education Specialist · Hampstead Residential Sales at Strutt & Parker
1 appearance on this show
Mark Watson
SVB’s former management governance head · Historic Scotland
1 appearance on this show
Chris Cummings
CEO of Wellbeing at Work World · Wellbeing at Work World
1 appearance on this show
Paul Taylor
Neuroscientist, Exercise Physiologist, Nutritionist and PhD student in Psychology · Queensland Police Service
1 appearance on this show
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Following the Rules is hosted by Lucy McNulty. The show is categorised under business and has published 100 episodes.
Following the Rules has published 100 episodes.
Following the Rules regularly covers business. It sits in the business category.
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Episodes of Following the Rules average 39 minutes. a focused format where a clear narrative arc and tight preparation matter most.
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